IBM Impact: TD Securities on Real-time Monitoring of Compliance
Monday, April 1, 2013, 11:31 AM
How Technology is used at TD Securities for real-time monitoring of Dodd-Frank Trade Reporting (session: BPB-3197)
Date: Monday, April 29, 12:00 PM - 12:45 PM
Room: Venetian - Marcello 4403
Speaker: Stephen Neal, Director, TD Securities
TD Securities Director, Stephen Neal will be speaking at IBM Impact 2013 during the Nastel session.
Regulation, such as Dodd Frank and EMIR have been enacted to ensure there is improved transparency and accountability in the OTC derivatives market. Firms must be made aware of any breach or potential breach in their responsibilities in real time. However, this challenges business and IT to deliver sufficient visibility. Attend this session to learn how: Technology is being used to support the evolving regulatory rules and establish new business models: Businesses can monitor trade reporting in real time tracking USI, CounterParty, Asset Class, Execution Time and all essential trade details; And transactions and messages can be automatically stitched together to represent the end-to-end trade lifecycle including asynchronous responses from the GTR.
The session will cover both technology and compliance issues and how they intersect.